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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
(1) NAME OF OTHER BUSINESS: RYAN HAMMOND PHOTOGRAPHY ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL ADDRESS ; NATURE OF BUSINESS: PHOTOGRAPHY ; START DATE: 01/2020 ; POSITION/TITLE/RELATIONSHIP: APX NUMBER OF HOURS PER WEEK: 5 ; APX NUMBER OF HOURS DURING TRADING HOURS: 5 ; BRIEF DESCRIPTION OF DUTIES: CORPORATE EVENTS, HEAD SHOTS, FAMILY PORTRAITS, SPORTING EVENTS ; (2) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL ADDRESS ; NATURE OF BUSINESS: RENTAL PROPERTY ; START DATE: 11/2020 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: MINIMAL ; APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL ; BRIEF DESCRIPTION OF DUTIES: RENTING OUT PREVIOUS RESIDENCE ;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-23 |
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