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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 1999-02-03 |
| WA | RA | APPROVED | 1998-08-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Spokane | WA | 07/1998 | Present |
| Bank Of America, Na | Spokane | WA | 12/2009 | Present |
I*2102274, Entity Type: Fiduciary, Name of OBA: W and E H, Address: Helena, Montana, 59601, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 01-Jan-2029, No Hours: 20 Monthly, No Hours during Trading: 5 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-01 |
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