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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-03-25
PA RA APPROVED 2017-03-25
  • NJ RA
    APPROVED
    Since 2017-03-25
  • PA RA
    APPROVED
    Since 2017-03-25

Branch Locations

16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The New England Philadelphia PA 01/1993 Present
New England Securities Boston MA 02/1993 Present
Metlife Securities Inc. Newtown PA 01/2015 Present
Mml Investors Services, Llc Newtown Square PA 03/2017 Present
  • 01/1993 → Present
    The New England
    Philadelphia, PA
  • 02/1993 → Present
    New England Securities
    Boston, MA
  • 01/2015 → Present
    Metlife Securities Inc.
    Newtown, PA
  • 03/2017 → Present
    Newtown Square, PA
Previous Registrations
  • 2016-02-16 → 2017-12-31
    Newtown Square, PA
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Newtown Square, PA
  • 2002-06-21 → 2015-01-02
    New England Securities
    Newtown Square, PA
    Newtown Square, PA
Other Businesses

1) NAME: JOSEPH SYERNCK III INV REL: Y ADDR: 16 CAMPUS BLVD, SUITE 175A, NEWTOWN SQUARE, PA 19073 NATURE: OUTSIDE INSURANCE BUSINESS POSITION: AGENT START: 4/2013 NO HRS: 10 NO HRS DUR TRADING: 9 DESCRIBE DUTIES: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH, & LONG-TERM CARE 2) NAME: CEREBRUM STRATEGIC ADVISORS INV REL: Y ADD: 16 CAMPUS BLVD, SUITE 175A, NEWTOWN SQUARE, PA 19073 NATURE: REFERRAL FEE FOR EMPLOYEE RETENTION CREDIT POSITION: N/A START DATE: 06/06/2023 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: NO DUTIES, JUST A REFERRAL SOURCE FOR CLIENTS INTERESTED IN EMPLOYEE RETENTION CREDIT. CEREBRUM STRATEGIC ADVISORS HAS A RESELLER AGREEMENT WITH SYNERGI PARTNERS. SYNERGI PARTNERS IS THE COMPANY THAT CONTRACTS WITH THE CLIENT 3) NAME: ZINSER PROPERTIES, LLC INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: RENTAL REAL ESTATE PARTNERSHIP POSITION: MANAGING MEMBER START DATE: 01/01/2023 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: PAY BILLS & MANGER PROPERTY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-11
S63 Uniform Securities Agent State Law Examination 1993-03-18
  • S65 Uniform Investment Adviser Law Examination
    1999-08-11
  • S63 Uniform Securities Agent State Law Examination
    1993-03-18
Other Names
  • Joseph Edward Syernick

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