John Joseph Halloran

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 09/2021
  Ubs Financial Services Inc.
  Andover, MA
• 09/2021 → Present
  Wells Fargo Clearing Services, Llc.
  Manchester, NH

Previous Registrations

• 2013-04-17 → 2021-10-12
  Ubs Financial Services Inc.
  Andover, MA
  Peabody, MA
  Estero, FL
  Estero, FL
  Ipswich, MA
  Essex, MA
• 2009-10-28 → 2013-04-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Burlington, MA
  Winchester, MA
  Burlington, MA
  Burlington, MA
  Ipswich, MA
• 2004-10-20 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Winchester, MA
  Stoneham, MA
  Burlington, MA
  Burlington, MA
• 2003-07-29 → 2004-10-20
  Quick & Reilly, Inc.
  Acton, MA
• 1998-11-18 → 2003-05-06
  Citizens Securities, Inc.
  Manchester, NH

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-10-20
• S63 Uniform Securities Agent State Law Examination
  1993-05-24