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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2000-07-26
TX RA APPROVED_RES 2000-07-07
  • OH RA
    APPROVED
    Since 2000-07-26
  • TX RA
    APPROVED_RES
    Since 2000-07-07

Branch Locations

127 E Main Cross St, Findlay, OH 45840 • United States

Findlay, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Findlay OH 07/2000 Present
Bank Of America, N.A. Findlay OH 12/2009 Present
Other Businesses

I*43006 For profit or not for profit: For-Profit Organization Name of outside business organization: bunnys phcy. inc. Investment related: N Address of business: sidney, Ohio 45365 Nature of business: Family Business, Position, title, association: Family Held, Start date of relationship: 7/5/2011 Number of hours devoted: 2 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: i ocassional buy things and run errands I*62825 For profit or not for profit: For-Profit Organization Name of outside business organization: bonnoront family llc Investment related: Y Address of business: findlay, Ohio 45840 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 4/23/2013 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: real estate family llc

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-05-24
S63 Uniform Securities Agent State Law Examination 1993-04-21
  • S65 Uniform Investment Adviser Law Examination
    2001-05-24
  • S63 Uniform Securities Agent State Law Examination
    1993-04-21
Other Names
  • Doug Douglas
  • Douglas B Bonnoront
  • Douglas Binkley Bonnoront

View on SEC IAPD

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