Timothy Alan Brueggeman

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Alton, IL
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Alton, IL

Previous Registrations

• 2001-01-02 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Alton, IL
  Alton, IL
  St. Louis, MO

Other Businesses

50% OWNERSHIP - THE TEMPLE, 300 STATE ST., ALTON, IL 62002. THE TYPE OF BUSINESS: ENTERTAINMENT & RECEPTION HALL. DUTIES: SOME MANAGEMENT & EVENT PLANNING. WORKS ABOUT 40 HOURS PER MONTH AND 0 DURING TRADING HOURS. RENTAL PROPERTY - EDWARDS; INV RELATED; ALTON,IL; RENTAL;100% OWNERSHIP; START DATE: 02/16/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S66 Uniform Combined State Law Examination
  2000-12-28
• S63 Uniform Securities Agent State Law Examination
  1993-07-02

Other Names

• Tim Alan Brueggeman