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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-01-11 |
| IL | RA | APPROVED | 2008-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Alton | IL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Alton | IL | 11/2016 | Present |
50% OWNERSHIP - THE TEMPLE, 300 STATE ST., ALTON, IL 62002. THE TYPE OF BUSINESS: ENTERTAINMENT & RECEPTION HALL. DUTIES: SOME MANAGEMENT & EVENT PLANNING. WORKS ABOUT 40 HOURS PER MONTH AND 0 DURING TRADING HOURS. RENTAL PROPERTY - EDWARDS; INV RELATED; ALTON,IL; RENTAL;100% OWNERSHIP; START DATE: 02/16/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-02 |
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