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Philip Jon Winkel

D.A. Davidson & Co.

Seattle, WA

Sammamish, WA

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2019-05-01
  • WA RA
    APPROVED
    Since 2019-05-01

Branch Locations

Columbia Center, 701 5Th Avenue Suite 4050, Seattle, WA 98104 • United States

Sammamish, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Bellevue WA 12/2014 10/2016
Ubs Financial Services Seattle WA 10/2016 04/2019
D.A. Davidson & Co. Seattle WA 04/2019 Present
  • 12/2014 → 10/2016
    Metlife Securities
    Bellevue, WA
  • 10/2016 → 04/2019
    Ubs Financial Services
    Seattle, WA
  • 04/2019 → Present
    D.A. Davidson & Co.
    Seattle, WA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-02
S63 Uniform Securities Agent State Law Examination 1993-03-11
  • S65 Uniform Investment Adviser Law Examination
    2006-08-02
  • S63 Uniform Securities Agent State Law Examination
    1993-03-11
Other Names
  • Phil Winkel

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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