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Hollis Earl Kelley

Edward Jones

Glenwood Springs, CO

CRD 2327665

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-16
CO RA APPROVED 2006-06-09
  • TX RA
    APPROVED_RES
    Since 2019-01-16
  • CO RA
    APPROVED
    Since 2006-06-09

Branch Locations

2700 Gilstrap Court Suite 230, Glenwood Springs, CO 81601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. Glenwood Springs CO 01/1993 Present
  • 01/1993 → Present
    Edward D. Jones & Co., L.P.
    Glenwood Springs, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-07
S63 Uniform Securities Agent State Law Examination 1993-04-22
  • S65 Uniform Investment Adviser Law Examination
    2006-06-07
  • S63 Uniform Securities Agent State Law Examination
    1993-04-22
Other Names
  • Hollis Earl Kelly
  • Hollis Earl Kelley
  • Jr Hollis Earl Kelley

View on SEC IAPD

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