Best Investors Account Sign in
Inactive

James Lee Cook

Edelman Financial Engines

Phoenix, AZ

Claim This Profile
Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-12-16
TX RA APPROVED 2024-12-11
  • AZ RA
    APPROVED
    Since 2024-12-16
  • TX RA
    APPROVED
    Since 2024-12-11

Branch Locations

4742 N 24Th St Suite 400, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 05/2014 07/2024
Unemployed Scottsdale AZ 08/2024 11/2024
Edelman Financial Engines Santa Clara CA 12/2024 Present
  • 05/2014 → 07/2024
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 08/2024 → 11/2024
    Unemployed
    Scottsdale, AZ
  • 12/2024 → Present
    Santa Clara, CA
Previous Registrations
Other Businesses

NAME OF BUSINESS: Willa Dean Farms, LLC NON-INVESTMENT ADDRESS (City/State): Phoenix, AZ NATURE OF BUSINESS: Retail/Service POSITION: Owner START DATE (Month/Year): 12/2023 APPROXIMATE HOURS PER MONTH: 25 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: Owner of business, web based retail sales of goat milk soap products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-30
  • S66 Uniform Combined State Law Examination
    2021-08-30
Other Names
  • James Cook
  • Jamie Cook
  • James L. Cook
  • James L Cook

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Phoenix, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor