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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-05-17 |
| TX | RA | APPROVED | 2019-05-17 |
Branch Locations
2701 Park Marina Drive 2Nd Floor, Redding, CA 96001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Redding | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Redding | CA | 11/2016 | 05/2019 |
| Stifel Nicolaus & Co Inc. | Redding | CA | 05/2019 | Present |
1. FREELANCE Proprietor; 7580 Calle Vista Way Redding CA 96001; Freelance: angling/ writing, speaking, photography,consulting; 1/1/75;20 hr/yr; Not during securities trading hours; Not investment-related. 2. Tailout LLC; 479 Russel Street, Ashland, OR 97520; Member; 07/01/1999; 0 Hours per Day; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-18 |
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