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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-10
VA RA APPROVED 2001-06-15
  • TX RA
    APPROVED
    Since 2022-01-10
  • VA RA
    APPROVED
    Since 2001-06-15

Branch Locations

1650 Tysons Blvd Suite 150, Tysons Corner, VA 22102-4856 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Tysons Corner VA 11/1995 Present
Charles Schwab Bank Tysons Corner VA 02/2005 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-03
S63 Uniform Securities Agent State Law Examination 1993-08-25
S65 Uniform Investment Adviser Law Examination 1993-08-09
  • S66 Uniform Combined State Law Examination
    2005-01-03
  • S63 Uniform Securities Agent State Law Examination
    1993-08-25
  • S65 Uniform Investment Adviser Law Examination
    1993-08-09

View on SEC IAPD

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