Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-24 |
| WA | RA | APPROVED | 2009-06-01 |
Branch Locations
601 Union Street, Two Union Square Suite 5200, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Seattle | WA | 01/1993 | Present |
| Morgan Stanley Smith Barney | Seattle | WA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
2. *538850- Trust; Investment related - Yes; Seattle, Washington; Trustee/Co-Trustee, 01/2023; During business hours: 1; After business hours: 0 *684997 - Broadmoor Homeowners Association; Investment related: No; Seattle, Washington; Homeowners Association,manage issues related to the homeowners of Broadmoor in Seattle; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 03/2026; During business hours: 1; After business hours: 2; Administrative, will help with board decisions for HOA, they have asked me to be the treasurer so I'll help oversee the HOA finances with the accountant employed by the HOA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-23 |
Reach out to this advisor