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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-06-23
  • IA RA
    APPROVED
    Since 2026-06-23

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

6400 Westown Pkwy Ste 115, West Des Moines, IA 50266 • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2011-01-03
  • IA RA
    APPROVED
    Since 2011-01-03

Branch Locations

6400 Westown Pkwy Ste 115, West Des Moines, IA 50266 • United States

Des Moines, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Des Moines IA 06/2002 Present
Wells Fargo Advisors Llc Des Moines IA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Des Moines IA 11/2016 Present
Wells Fargo Advisors Financial Network West Des Moines IA 06/2026 Present
  • 06/2002 → Present
    Wells Fargo Bank Na
    Des Moines, IA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Des Moines, IA
  • 11/2016 → Present
    Des Moines, IA
  • 06/2026 → Present
    Wells Fargo Advisors Financial Network
    West Des Moines, IA
Previous Registrations
  • 2006-04-13 → 2011-01-03
    Wells Fargo Investments, Llc
    Waukee, IA
    Des Moines, IA
  • 2003-07-21 → 2006-03-30
    Wells Fargo Investments, Llc
    Waukee, IA
Other Businesses

POWER OF ATTORNEY FOR MOTHER; INV. RELATED; WINTERSET, IA; START DATE 8/10/2016; 4 HRS PER MONTH; 0 HRS DURING TRADING. TEMPORARY CONSERVATOR FOR MOTHER; INV. RELATED; WINTERSET, IA; START DATE 1/26/17; 40 HRS PER MONTH; 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-26
S63 Uniform Securities Agent State Law Examination 1993-12-20
  • S66 Uniform Combined State Law Examination
    2003-06-26
  • S63 Uniform Securities Agent State Law Examination
    1993-12-20
Other Names
  • Karina Schoenenberger
  • Karina Casini

View on SEC IAPD

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