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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-10 |
Branch Locations
16530 Ventura Blvd, Suite 604, Encino, CA 91436 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hightower Securities, Llc | Encino | CA | 12/2015 | Present |
| Hightower Advisors, Llc | Encino | CA | 12/2015 | Present |
1. FEINBERG STEIN FINANCIAL SERVICES, LLC - ADMINISTRATIVE SERVICES COMPANY RELATED TO RIA PRACTICE 2. LIMITED PARTNER LEGACY GROUP DEVELOPMENT WASCO CA 3.YOUNG CHICAGO AUTHORS FOUNDATION(YCA)(AKA LOUDER THAN A BOMB)CHICAGO, IL 60642. POSITION, ADVISORY MEMBER (NOT PROVIDING SPECIFIC FINANCIAL OR INVESTMENT ADVICE IN CONNECTION WITH MY POSITION ON THE BOARD) START DATE 08/2014. TO CONTRIBUTE MY PHLIANTHROPIC EXPERIENCE TO A WELL DESERVING ORGANIZATION WHICH I SUPPORT WITH MY PRIVATE FOUNDATION. ITS ALL FOR CHARITY NO FEES CHARGED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-08 |
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