Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-02-13
  • TX RA
    APPROVED
    Since 2013-02-13

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

5956 Sherry Lane Suite 1900, Dallas, TX 75225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Dallas TX 02/2013 Present
Previous Registrations
  • 2008-11-19 → 2013-02-13
    Morgan Keegan & Company, Llc
    Dallas, TX
Other Businesses

Name of Business: Whitton Volenteer Fire Department ¿Address: 2665 CR 2404, Canton, TX, United States ¿Activity Type: Non profit ¿Position/Title: ¿Investment Related: Yes ¿Start Date: 12/11/2017 ¿Hours per month devoted to this business: 2-10 ¿Hours per month devoted to this business during trading hours: 0-1 ¿Description of duties: Pay utilities bills and other operating expenditures to keep the department running. Making deposits and keep up with the account. They have a monthly meeting which I have to disclose the status of the account. All outgoing checks require two signature

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-17
  • S66 Uniform Combined State Law Examination
    2008-11-17
Other Names
  • Christie Leigh Ballard

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in St. Petersburg, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor