Thomas English Vieira

Current Employers

Employment History

• 09/2004 → 01/2025
  Lincoln Financial Advisors Corporation
  Rancho Santa Fe, CA
• 01/2025 → Present
  Osaic Wealth, Inc.
  Rancho Santa Fe, CA

Previous Registrations

• 2006-03-31 → 2025-01-24
  Osaic Fa, Inc.
  Cherry Hill, NJ
  Clayton, MO
  King Of Prussia, PA
  Exton, PA
  Cherry Hill, NJ
  La Jolla, CA
  Rancho Santa Fe, CA

Other Businesses

1) THOMAS VIEIRA 16909 VIA DE SANTA FE SUITE 204 AND 205 RANCHO SANTA FE , CA 92067 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERS DISABILITY INSURANCE, FIXED ANNUITIES, INDEXED ANNUITIES, LONG-TERM CARE INSURANCE, TRADITIONAL LIFE INSURANCE. START DATE: 10/01/2004 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 5 2) TRUSTEE FOR TEV 401(K) PLAN POSITION: Trustee, Other NATURE: Provide retirement saving plan opportunity for myself and my employees. INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 02/01/2022 ADDRESS: 16909 Via De Santa Fe, Suite 204 & 205, Rancho Santa Fe CA 92067, United States DESCRIPTION: PERIODIC REVIEW OF THE PLAN'S INVESTMENT POLICY STATEMENT ("IPS")POINT IN TIME REVIEW AND SUPPORT OF THE PLAN'S INVESTMENT PRODUCT SELECTION, DESIGNATED INVESTMENTALTERNATIVES ("DIAs") AND/OR QUALIFIED DEFAULT INVESTMENT ALTERNATIVE ("QDIA")PLAN SERVICE PROVIDER EVALUATION PROCESS AND OVERSIGHT-FACILITATE GROUP ENROLLMENT MEETINGS AND PARTICIPANT INVESTMENT EDUCATIONASSIST PARTICIPANTS WITH FINANCIAL WELLNESS EDUCATION, RETIREMENT READINESS, AND/OR GAPANALYSIS - 3) VIEIRA FINANCIAL GROUP POSITION: Broker/Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 10/01/2004 ADDRESS: 16909 Via De Santa Fe, Suites 204 and 205, Rancho Santa Fe CA 92067, United States DESCRIPTION: Appointed with insurance companies to offer variable and fixed annuity and insurance products. 4) THE PETER F. VIEIRA REVOCABLE TRUST OF 2015 POSITION: Co Trustee NATURE: My father's Revocable Trust. INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 12/18/2025 ADDRESS: 47 Village Avenue, Unit 302, Dedham MA 02026, United States DESCRIPTION: I serve as one of three Co-Trustees along with my Father and my brother to assist my father who is 85 years old with the administration of his Revocable Trust. 5) THE ROSEMARY E. VIEIRA REVOCABLE TRUST OF 2015 POSITION: Co Trustee NATURE: My mother's Revocable Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 12/18/2025 ADDRESS: 47 Village Avenue, Unit 302, Dedham MA 02026, United States DESCRIPTION: I am one of three Co Trustees of my mother's Revocable Trust along with my mother Rosemary E. Vieira and my brother Peter F. Vieira, Jr.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-03-30
• S63 Uniform Securities Agent State Law Examination
  1993-03-22