Best Investors
Account
Sign in
Best Investors
Account
Sign in
5000 Horizons Drive, Upper Arlington, OH 43220 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-02-22 |
| OH | RA | APPROVED | 2017-01-19 |
Branch Locations
5000 Horizons Drive, Upper Arlington, OH 43220 • United States
481 E Town Street, Columbus, OH 43215 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc | Columbus | OH | 01/2015 | 10/2016 |
| Trendency Capital Management Llc. | Columbus | OH | 02/2015 | 01/2017 |
| United Planners Financial Services Of America | Scottsdale | AZ | 12/2016 | Present |
| Tcp Asset Management, Llc | Columbus | OH | 01/2017 | Present |
| Trendency Capital Partners | Columbus | OH | 12/2016 | Present |
| Riley Benefits & Invstment Group | Columbus | OH | 01/2015 | Present |
| Riley Benefits & Investment Group, Llc | Columbus | OH | 12/2016 | Present |
1.) RILEY BENEFITS & INVESTMENT GROUP, LLC - PRESIDENT/LEAD CONSULTANT - NON-VARIABLE INSURANCE - COLUMBUS, OH - SINCE 12/2016 - INVESTMENT RELATED 2.) TCP ASSET MANAGEMENT, LLC - INVESTMENT ADVISOR REPRESENTATIVE - REGISTERED INVESTMENT ADVISOR - COLUMBUS, OH - SINCE 12/2016 - INVESTMENT RELATED 3.) RILEY BENEFITS & INVESTMENT GROUP - PRESIDENT - DBA NAME FOR MARKETING PURPOSES ONLY - COLUMBUS, OH - SINCE 01/2015 - NOT INVESTMENT RELATED 4.) TCP ASSET MANAGEMENT, LLC - REGISTERED INVESTMENT ADVISOR - DBA NAME FOR MARKETING PURPOSES ONLY - COLUMBUS, OH - SINCE 12/2016 - INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-29 |
Reach out to this advisor