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Scott F Scharfenberger

J.P. Morgan Securities LLC

Upper Arlington, OH

Columbus, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-20
OH RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • OH RA
    APPROVED
    Since 2012-10-01

Branch Locations

3250 Tremont Road, Upper Arlington, OH 43221 • United States

3401 Morse Crossing, Columbus, OH 43219 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Columbus OH 10/2012 Present
Jpmorgan Chase Bank, N.A. Columbus OH 11/2002 Present
Previous Registrations
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Columbus, OH
    Chicago, IL
    Columbus, OH
    Columbus, OH
  • 2003-01-07 → 2005-07-06
    Banc One Securities Corporation
    Columbus, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-01-24
  • S66 Uniform Combined State Law Examination
    2000-01-24
Other Names
  • Scott Frederick Scharfenberger

View on SEC IAPD

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