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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-07-01
  • MN RA
    APPROVED
    Since 2021-07-01

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

550 S 4Th Street, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 12/2018 09/2019
Paruan, Inc. Minneapolis MN 09/2012 08/2018
Unemployed St. Louis Park MN 09/2018 12/2018
Aerotek, Inc-St. Louis St. Louis MO 04/2021 04/2022
Wells Fargo Clearing Services Minneapolis MN 06/2021 Present
Unemployed St. Louis Park MN 09/2019 10/2019
Elness Swenson Graham Architects, Inc Minneapolis MN 11/2019 03/2020
Unemployed St. Louis Park MN 03/2020 04/2021
  • 12/2018 → 09/2019
    St Louis, MO
  • 09/2012 → 08/2018
    Paruan, Inc.
    Minneapolis, MN
  • 09/2018 → 12/2018
    Unemployed
    St. Louis Park, MN
  • 04/2021 → 04/2022
    Aerotek, Inc-St. Louis
    St. Louis, MO
  • 06/2021 → Present
    Wells Fargo Clearing Services
    Minneapolis, MN
  • 09/2019 → 10/2019
    Unemployed
    St. Louis Park, MN
  • 11/2019 → 03/2020
    Elness Swenson Graham Architects, Inc
    Minneapolis, MN
  • 03/2020 → 04/2021
    Unemployed
    St. Louis Park, MN
Previous Registrations
  • 2019-03-06 → 2019-09-12
    St Louis Park, MN
    St Louis, MO
    St Louis Park, MN
Other Businesses

CO-GUARDIAN FOR SON, INV RELATED, ST. LOUIS PARK, MN, START: 6/4/2020, 10 HRS/MONTH, 0 HRS DURING TRADING.; TRUSTEE FOR SON, INV RELATED, ST. LOUIS PARK, MN, START: 7/28/2021, 1 HR/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-04
S65 Uniform Investment Adviser Law Examination 1999-12-31
S63 Uniform Securities Agent State Law Examination 1997-09-05
  • S66 Uniform Combined State Law Examination
    2019-03-04
  • S65 Uniform Investment Adviser Law Examination
    1999-12-31
  • S63 Uniform Securities Agent State Law Examination
    1997-09-05
Other Names
  • Catherine Monica Sheedy
  • Catherine Monica Thompson
  • Cathy Sheedy
  • Cathy Thompson
  • Catherine Thompson

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