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Darren Leonard Bishop

Wells Fargo Clearing Services, LLC

Greenwood Village, CO

Parker, CO

CRD 2324198

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2018-09-28
TX RA APPROVED 2018-09-28
  • CO RA
    APPROVED
    Since 2018-09-28
  • TX RA
    APPROVED
    Since 2018-09-28

Branch Locations

5613 Dtc Pkwy Ste 1000, Greenwood Village, CO 80111 • United States

Parker, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Denver CO 10/2009 09/2018
Ameriprise Financial Services, Inc. Denver CO 10/2009 09/2018
Wells Fargo Clearing Services Llc Greenwood Village CO 09/2018 Present
  • 10/2009 → 09/2018
    Ameriprise Financial Services, Inc.
    Denver, CO
  • 10/2009 → 09/2018
    Ameriprise Financial Services, Inc.
    Denver, CO
  • 09/2018 → Present
    Wells Fargo Clearing Services Llc
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-07
S63 Uniform Securities Agent State Law Examination 1993-05-24
  • S65 Uniform Investment Adviser Law Examination
    2007-06-07
  • S63 Uniform Securities Agent State Law Examination
    1993-05-24
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

DODDS WEALTH, LLC
MARSHALL INVESTMENT MANAGEMENT, LLC
AXS CAPITAL, LLC

Nearby Investors

BRENNAN PAUL PATE
JOHN MICHAEL DODDS
Natalie Ford

Nearby Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO

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