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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2008-12-01
TX RA APPROVED_RES 2008-11-28
  • CA RA
    APPROVED
    Since 2008-12-01
  • TX RA
    APPROVED_RES
    Since 2008-11-28

Branch Locations

101 S Rodeo Dr, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Beverly Hills CA 11/2008 Present
Bank Of America, N.A. Beverly Hills CA 07/2011 Present
  • 11/2008 → Present
    Merrill Lynch
    Beverly Hills, CA
  • 07/2011 → Present
    Bank Of America, N.A.
    Beverly Hills, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-13
  • S66 Uniform Combined State Law Examination
    2005-12-13
Other Names
  • William A Tarrab

View on SEC IAPD

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