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Michael Allen Gays

Wells Fargo Clearing Services, LLC

Washington, DC

Alexandria, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-05-03
TX RA APPROVED 2019-07-18
DC RA APPROVED 2011-04-05
MD RA APPROVED 1999-03-11
  • VA RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED
    Since 2019-07-18
  • DC RA
    APPROVED
    Since 2011-04-05
  • MD RA
    APPROVED
    Since 1999-03-11

Branch Locations

1700 K St Nw 9Th Fl [Du-Rbo], Washington, DC 20006 • United States

Alexandria, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Washington DC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Washington DC 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-04-16
S63 Uniform Securities Agent State Law Examination 1993-04-08
  • S65 Uniform Investment Adviser Law Examination
    1993-04-16
  • S63 Uniform Securities Agent State Law Examination
    1993-04-08
Designations

View on SEC IAPD

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Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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