Steven Franklin Brandt

Employer firm

Acorn Financial Advisory Services, Inc. CRD 116763

$1.40B regulatory AUM 4 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 12/2017
  Lpl Financial, Llc
  Fort Mill, SC
• 11/2017 → Present
  The Strategic Financial Alliance, Inc.
  Atlanta, GA
• 12/2017 → Present
  Acorn Financial Advisory Services, Inc.
  Alexandria, VA

Previous Registrations

• 2016-11-08 → 2017-12-05
  Lpl Financial Llc
  Alexandria, VA
  Alexandria, VA
  Alexandria, VA

Other Businesses

1) BW CAPITAL - investment related; 1521 King Street, Alexandria, VA 22314; holding company for future business purposes; Partner; 03/2017; 0 hours devoted to activity; no current duties as business is not currently in use. 2) PARTNER; PATH TO AUM LLC; INVESTMENT RELATED: YES; 1521 KING STREET ALEXANDRIA VA 22314 USA; PERSONAL CLOSED INVESTMENT PARTNERSHIP AMONG 3 LICENSED REPRESENTATIVES WITH NO OTHER PARTIES ALLOWED TO PARTICIPATE; INVESTMENT MEMBER - MAINTAIN ALIGNMENT WITH INVESTED INVESTMENT STRATEGIES; START DATE: 2022-05-19; HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 0.5; HOURSE PER MONTH DEVOTED TO BUSINESS OUTSIDE TRAINING HOURS: 0; PERCENTAGE OF TOTAL YEARLY COMPENSSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 0. 3) 3) OV Capital Partners, LLC ; Is the business investment related: Yes; Location of the business: 1521 King Street Alexandria VA 22314 United; Description of the business: The business was created at the request of Acorn for IARs in the Alexandria, VA office to receive all advisory fees paid by Acorn to us under a single custodian rep code. Position Title: Partner; Responsibilities Duties: Start date with business: 2018-12-05; Hours per month devoted to business during trading hours: 170; Hours per month devoted to business outside trading hours: 9; Percentage of total yearly compensation expected to be derived from the business: 100;

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-11-04
• S63 Uniform Securities Agent State Law Examination
  1993-03-05

Other Names

• Steven F Brandt
• Steve Franklin Brandt