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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-10 |
| WA | RA | APPROVED | 1995-03-06 |
Branch Locations
925 Fourth Avenue 31St & 32Nd Floor, Seattle, WA 98104 • United States
925 4Th Avenue 20Th And 21St Floors, Seattle, WA 98104 • United States
925 4Th Avenue Floors 20 Thru 22, Seattle, WA 98104 • United States
225 108Th Avenue Ne Suite 800, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Seattle | WA | 01/1995 | Present |
Beta Omega Association / United States / 1617 ne 47th street / wa / seattle / United States No / Other / College Fraternity House / Other / college fraternity / College Fraternity at the University of Washington / Active / Advisor or advisory group member if advice given may influence an officer/board / / Treasurer, approve housing repair and maintenance projects / 8 / No / No / No / No / Start Date 04/30/2018 / / No / / No / / No / No No / seattle, wa / No / / No / / give back to my college fraternity and assure its good standing / No /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-09 |
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