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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2017-03-25
  • CT RA
    APPROVED
    Since 2017-03-25

Branch Locations

6 Corporate Drive, Shelton, CT 06484 • United States

Woodbury, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Insurance Company Danbury CT 01/1992 03/2017
Metlife Securities Inc. Danbury CT 01/1992 03/2017
Mml Investors Services, Llc Shelton CT 03/2017 Present
Mass Mutual Life Insurance Company Shelton CT 07/2016 Present
  • 01/1992 → 03/2017
    Metropolitan Life Insurance Company
    Danbury, CT
  • 01/1992 → 03/2017
    Metlife Securities Inc.
    Danbury, CT
  • 03/2017 → Present
    Shelton, CT
  • 07/2016 → Present
    Mass Mutual Life Insurance Company
    Shelton, CT
Previous Registrations
  • 2002-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Shelton, CT
    Shelton, CT
    Guilford, CT
    Montclair, NJ
Other Businesses

(1)Name: Joseph LoPresti Inv rel: Y Add: 6 Corporate Drive Shelton CT 06484 Nature: NonMMLIA Insurance Brokerage Position: Agent Start date: 03/01/2017 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: Property/Casualty, individual and group life, individual and group health. (2)Name: Barnum Foundation for Life Inv rel: N Add: 6 Corporate Drive Shelton CT 06484 Nature: Other- board of directors Position: President Start date: 1/1/2013 No. HR/MO: 10 No. HR/MO during sec trading: 6 Describe duties: volunteer on board of directors for Barnum Foundation for Life

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-05
S63 Uniform Securities Agent State Law Examination 1994-05-04
  • S65 Uniform Investment Adviser Law Examination
    2000-12-05
  • S63 Uniform Securities Agent State Law Examination
    1994-05-04
Designations

View on SEC IAPD

Other Firms

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