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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-08-08
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2016-05-20
CT RA APPROVED 2012-10-01
  • NJ RA
    APPROVED
    Since 2022-08-08
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2016-05-20
  • CT RA
    APPROVED
    Since 2012-10-01

Branch Locations

350 Main St Floor 2 , Huntington, NY 11743 • United States

31 W Main St, Floor 02, Babylon, NY 11702 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Babylon NY 10/2012 Present
Jpmorgan Chase Bank, N.A. Babylon NY 10/2012 Present
Previous Registrations
  • 1998-07-17 → 2012-10-01
    Chase Investment Services Corp.
    Ozone Park, NY
    Howard Beach, NY
    Howard Beach, NY
    Ozone Park, NY
    South Richmond Hill, NY
    Ozone Park, NY
    Bayside, NY
    Bayside, NY
    Howard Beach, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-27
S63 Uniform Securities Agent State Law Examination 1993-03-10
  • S65 Uniform Investment Adviser Law Examination
    1998-06-27
  • S63 Uniform Securities Agent State Law Examination
    1993-03-10
Other Names
  • Phil Getfield
  • Philip Stefan Getfield

View on SEC IAPD

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