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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-04-23 |
| KY | RA | APPROVED | 2009-02-09 |
Branch Locations
4969 Us Hwy 42 Suite 1600, Louisville, KY 40222 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Louisville | KY | 02/2009 | Present |
(1)Name of Business: RichRussLLC Address: 4609 Wolfcreek Parkway, Louisville, KY, 40241, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 05/30/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the managing partner of RichRussLLC. We seek out investment opportunities such as real estate, race horses, stocks, ETF's etc. (2)Name of Business: Saint Bernadette Catholic Church Address: 6500 Saint Bernadette Ave., Prospect, KY, 40059, United States Activity Type: Non profit Position/Title: Advisory Board Investment Related: Yes Start Date: 06/16/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: We review budgets and approve for the church and school. (3)Name of Business: Valhalla Woods Llc Address: 4609 wolf creek parkway, louisville, KY, 40241, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 06/09/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Make payements towards our loan on the property and enjoy hunting, camping, etc.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-23 |
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