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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-03-09 |
Branch Locations
1675 N Military Trail Ste 500, Boca Raton, FL 33486 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank | New York | NY | 06/2011 | 08/2021 |
| J.P. Morgan Securities Llc | New York | NY | 10/2012 | 08/2021 |
| Roton Point Association | Norwalk | CT | 02/2014 | Present |
| Host Events, Llc | Boston | MA | 02/2018 | 02/2019 |
| Wells Fargo Bank | Boca Raton | FL | 08/2021 | Present |
| Wells Fargo Clearing Services | Boca Raton | FL | 09/2021 | Present |
ROTON POINT ASSOCIATION; NOT INV. RELATED; NORWALK,CT; LOCKER #058 RENTAL; 100% OWNERSHIP WITH SPOUSE; START DATE 02/01/2014; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER.; RUM VANDALS, LLC, INV RELATED, BOYNTON BEACH, FL, 12.5% OWNERSHIP, START: 7/1/2021, 0 HRS/MONTH, 0 HRS DURING TRADING.; CO-TRUSTEE FOR SON'S TRUST, INV RELATED, DELRAY BEACH, FL, START: 2/28/2022, 0 HRS/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-07 |
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