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Current Employers
International Assets Investment Management, Llc

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2017-05-24
  • MO RA
    APPROVED
    Since 2017-05-24

Branch Locations

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

802 Gulf Street, Lamar, MO 64759 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Prospera Financial Services, Inc. Dallas TX 05/2011 04/2017
International Assets Advisory, Llc Carthage MO 05/2017 Present
Previous Registrations
Other Businesses

1) INTERNATIONAL ASSETS INVESTMENT MANAGEMENT LLC 111 N ORANGE AVE, STE 1000, ORLANDO, FL 32801 - RIA AFFILIATE OF INTERNATIONAL ASSETS ADVISORS - ADVISOR SINCE 5/2017 - APPROX 80 HRS/MO - FEE BASED COMPENSATION 2) JERRY & DIXIE KLUSENER 301 S. MAIN STREET, CARTHAGE, MO 64836 - OWNER/LANDLORD OF RENTAL UNITS SINCE 1/2015 - APPROX 10 HRS/ MO - RENTAL INCOME

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-27
S63 Uniform Securities Agent State Law Examination 1993-04-23
  • S65 Uniform Investment Adviser Law Examination
    1999-10-27
  • S63 Uniform Securities Agent State Law Examination
    1993-04-23
Designations
Other Names
  • Jerry Allen Klusener

View on SEC IAPD

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