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Current Employers
Intercarolina Financial Services, Inc.

3300 Battleground Avenue Suite 202, Greensboro, NC 27410 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2012-11-16
  • NC RA
    APPROVED
    Since 2012-11-16

Branch Locations

2506 Baytree Dr., Greensboro, NC 27455 • United States

3300 Battleground Avenue Suite 202, Greensboro, NC 27410-2447 • UNITED STATES

3300 Battleground Avenue Suite 202, Greensboro, NC 27410 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Intercarolina Financial Services Greensboro NC 11/2012 Present
  • 11/2012 → Present
    Intercarolina Financial Services
    Greensboro, NC
Previous Registrations
Other Businesses

PART-TIME TEACHING, CPA CONTINUING ED, THINK EDUCATION, 2506 BAYTREE DR GREENSBORO NC 27455, 10 HRS/MONTH

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-05-25
S63 Uniform Securities Agent State Law Examination 1993-02-22
  • S65 Uniform Investment Adviser Law Examination
    2001-05-25
  • S63 Uniform Securities Agent State Law Examination
    1993-02-22

View on SEC IAPD

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