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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-11-07 |
Branch Locations
12200 Corporate Pkwy Ste 200, Mequon, WI 53092 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Barry Fies | Mequon | WI | 08/2016 | Present |
| Hans Myklebust | Mequon | WI | 08/2016 | Present |
| Northwestern Mutual Investment Services, Llc | Mequon | WI | 08/2016 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2016 | Present |
| David Horne | Milwaukee | WI | 04/2018 | Present |
| Maria Kelly Roloff | Milwaukee | WI | 05/2018 | Present |
MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-12-10 |
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