Timothy James Gillespie

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1979 → Present
  Gillespie Ins. & Real Estate
  De Soto, WI
• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Lacrosse, WI
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Lacrosse, WI

Other Businesses

Business Ownership; Gillespie Enterprises, Inc; ; This is an S Corp used to pay office expenses and non licensed staff; 500 2nd St South, Suite 101La Crosse, WI 54601, ,; ; 01/01/2004; 1 to 9 hours per month; . Board of Directors; Village of DeSoto Park Board; Pres; Village of DeSoto, DeSoto, WI 54624, ,; ; ; 1 to 9 hours per month; / St. Charles Parish Council and Investment Advisory Board; Committee Member; 701 Walnut St. Genoa, WI 54632, ,; ; 01/01/2015; 1 to 9 hours per month; 0 during trading hours / Village of DeSoto; Village President; Village of DeSoto, 115 Houghton Street, DeSoto, WI, 54624; Not Investment-Related; 09/05/2023; 1 to 9 hours per month; 0 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-05-10