Kelly Kiyoshiro Arakaki

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → Present
  Schwab Wealth Advisory Inc
  Phoenix, AZ
• 12/2014 → Present
  Charles Schwab & Co., Inc
  Phoenix, AZ

Previous Registrations

• 2010-04-27 → 2014-12-02
  Usaa Financial Planning Services
  Phoenix, AZ
• 2006-12-05 → 2009-04-28
  Massachusetts Mutual Life Insurance Company
  Glendale, AZ
  Enfield, CT
• 2006-05-08 → 2006-11-28
  Mml Investors Services, Llc
  Glendale, AZ
  Springfield, MA
• 2004-06-16 → 2006-01-18
  Morningstar Investment Services Llc
  Chicago, IL

Exams

• S63 Uniform Securities Agent State Law Examination
  2006-05-04
• S65 Uniform Investment Adviser Law Examination
  2004-06-15

Other Names

• Kelly Kiyoshiro Arakaki