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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-11-18
TN RA APPROVED 2008-11-17
  • TX RA
    APPROVED_RES
    Since 2008-11-18
  • TN RA
    APPROVED
    Since 2008-11-17

Branch Locations

3102 West End Avenue Suite 500, Nashville, TN 37203-6017 • United States

3102 West End Avenue Suite 780, Nashville, TN 37203 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Nashville TN 11/2008 Present
Previous Registrations
Other Businesses

1) KC PARTNERS-1106 BELLE MEADE BLVD., NASHVILLE, TN 37205-INVEST IN BRENTWOOD CAPITAL PARTNERS-1 HR. PER MONTH, EFF: 6-17-09-GENERAL PARTNER. 2) SELOUS-2ND CHANCE, LLC / 620 WESTVIEW AVENUE NASHVILLE,TN 37205 / PARTNERSHIP/ RETAILERS (APPAREL, FOOD, GENERAL) / PARTNER / START DATE 5/20/2014/KIPP Nashville / Nashville United States, Tennessee kippnashville.org / No/ Jim Flautt, Board Chair transform public education to prepare students for college / No / Other / Member of board / Discussing and Guiding / Start Date 8/26/2016/Appointed No / No 3) 4PANT, LLC / 2000 MALLORY LANE, STE 130-144 FRANKLIN,TN 37067 / PARTNERSHIP/ REAL ESTATE / HOSPITALITY / MEMBER OF BOARD OF DIRECTORS / / MANAGE AND CONTROL THE BUSINESS, AFFAIRS AND PRPERTIES OF THE COMPANY / START DATE 7/30/2014 4) Nashville Zoo / 3777 Nolensville Pike Nashville, TN 37211 / Other/ Other zoo / zoo / Other / Member of board of directors, executive board, building committee and head of finance committee and endowment fund / Discussing, guiding and voting on all major decisions impacting the Nashville zoo / Start Date Non-profit Zoo 9/15/14-1/22/18 / 4 meetings per year of various board and committee meetings 5) Might As Well Holdings LLC D/B/A MAW/investment related?:yes/ 618 Church Street, #430, TN 37219, US/manufacturing CBD products with NO THC/Member of a committee with management / supervisor functions/Supervise activities of company/start date:2/26/2021/time rqd during trading hours?; yes 6) Selous- Artiphon, LLC/ Category- Partnership/ Principal Business Activity -internet browser/ Role -Partner/ Duty -None/ Comp - No 7) RFx Legal(looking for space currently - TBD)/ Principal Business Activity -RFx Legal transforms the procurement of legal services by offering a spend management solution that enables customers to reduce outside counsel costs and optimize value. Leveraging proprietary technology and a robust community of legal service providers./ Role - Director/Comp -Yes, start date- 4/1/2010 8) KCW HOLDCO, LLCUnited States, 992 Davidson Dr Ste B, Nashville, United States, Partnership, Food, Beverages & Tobacco, Hospitality Group, Partner, Financial - other members will perform day to day, start date- 7/26/2024, Investment %-25, Nashville, TN, Financial. 9) KCW Manager LLC, United States, 55 Music Square East,Nashville TN, United States-37203, Partnership, Food, Beverages & Tobacco, Management of a Hospitality company, Partner, Minimal as other partners will run the company, start date-7/26/2024, Invetsment %-33.33, Nashville TN, Financial. 10) NCN Parters Fund, LP, Private Equity, Limited Partner, Investment, start date-7/28/2017, Nashville Suite 110United States-37215. 11) Lion's Share LLC, LLC will hold ground lease for a commercial building that will then sub-lease to a restaurant, Partner, Reviewing lease details and negotiating sub-lease to restaurant, start date-2/16/2024, Nashville TNUnited States-37203.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-04-16
  • S63 Uniform Securities Agent State Law Examination
    1993-04-16
Other Names
  • Kent Kirby
  • Charles K Kirby
  • Charles Kenton Kirby

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