James Audy Braziel

Current Employers

Employment History

• 01/1991 → Present
  Braziel Real Estate
  Roseville, CA
• 04/2006 → 07/2022
  Npb Financial Group, Llc
  Roseville, CA
• 07/2015 → Present
  Braziel & Associates Llc
  Roseville, CA
• 07/2022 → Present
  Independent Financial Group, Llc
  Roseville, CA

Previous Registrations

• 2019-03-07 → 2022-10-05
  Braziel & Associates, Llc
  Roseville, CA
• 2006-04-24 → 2022-07-15
  Npb Financial Group, Llc
  Roseville, CA
  Sun Lakes, AZ
  Chico, CA
• 2009-06-17 → 2019-04-18
  Braziel & Associates, Llc
  Roseville, CA
  Roseville, CA
• 2002-01-03 → 2010-11-22
  The Planners Network, Inc.
  Chico, CA
• 2003-06-19 → 2007-12-27
  Braziel & Associates, Llc
  Chico, CA

Other Businesses

(1) OUTSIDE INSURANCE POSITION: Owner - Sole Proprietor NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/27/1991 ADDRESS: 300 Harding Avenue, Suite #102, Roseville CA 95678, United States DESCRIPTION: OUTSIDE INSURANCE. (2) BRAZIEL & ASSOCIATES, LLC POSITION: Managing Member NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2015 ADDRESS: 300 Harding Blvd, Suite #102, Roseville CA 95678, United States DESCRIPTION: I am the sole Managing Member with ultimate responsibility for decisions. The firm provides financial planning including advanced estate planning. No specific securities are recommended. (3) JAMES A. BRAZIEL POSITION: Owner - Sole Proprietor NATURE: Insurance outside of IFG INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/27/1991 ADDRESS: 300 Harding Blvd, Suite #102, Roseville CA 95678, United States DESCRIPTION: Life Insurance, Long Term Care, Fixed Annuities

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-03-04
• S63 Uniform Securities Agent State Law Examination
  1993-04-02

Designations

Other Names

• Jim Audy Braziel