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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-07-02
TX RA APPROVED_RES 2025-07-01
  • DE RA
    APPROVED
    Since 2025-07-02
  • TX RA
    APPROVED_RES
    Since 2025-07-01

Branch Locations

113 Union Street, Milton, DE 19968 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Wodbridge NJ 11/2008 09/2018
Lpl Financial Llc Milton DE 09/2018 Present
Private Advisor Group, Llc Morristown NJ 07/2025 Present
Previous Registrations
Other Businesses

1. 09/26/2018- Howell Financial Management- DBA for LPL Business (entity for LPL business)- Inv Related - At Reported Business Location(s) - Start date: 09/28/2018 - 160 Hrs/Mth - 8 Hrs During Trading. 2. 06/25/2025 - Ocean City Financial Group - DBA for LPL Business (entity for LPL business) - Inv related - At Reported Business Location(s) - Start date: 07/01/2025 - 160 Hrs/Mth - 6 Hrs During Trading. 3) 07/16/2025 - Private Advisor Group - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start date:07/01/2025 - 160 Hrs/Mth - 6 Hrs During Trading.I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 07/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-25
S63 Uniform Securities Agent State Law Examination 1993-03-26
  • S65 Uniform Investment Adviser Law Examination
    2000-10-25
  • S63 Uniform Securities Agent State Law Examination
    1993-03-26

View on SEC IAPD

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