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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-10-18
DC RA APPROVED 2019-10-07
DE RA APPROVED 2019-06-03
TX RA APPROVED 2019-06-03
  • FL RA
    APPROVED
    Since 2021-10-18
  • DC RA
    APPROVED
    Since 2019-10-07
  • DE RA
    APPROVED
    Since 2019-06-03
  • TX RA
    APPROVED
    Since 2019-06-03

Branch Locations

12001 Old Vine Blvd. Unit #106, Lewes, DE 19958 • United States

20 Montchanin Road Suite 120, Greenville, DE 19807 • United States

814 North Highway A1A Suite 203, Ponte Vedra Beach, FL 32082-3298 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenville DE 10/2009 06/2019
Bank Of America,N.A. Wilmington DE 06/2011 06/2019
Janney Montgomery Scott Llc Greenville DE 06/2019 Present
Previous Registrations
  • 2009-10-23 → 2019-06-04
    Greenville, DE
    Wilmington, DE
    Wilmington, DE
    Philadelphia, PA
    Rehoboth Beach, DE
  • 2007-06-22 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Wilmington, DE
    Greenville, DE
    Philadelphia, PA
  • 2003-07-01 → 2007-07-03
    Jenkintown, PA
    West Chester, PA
    Jenkintown, PA
    Allentown, PA
    West Chester, PA
  • 2002-01-04 → 2003-07-01
    Prudential Equity Group, Llc
    Jacksonville, FL
Other Businesses

The Punk Foundation, Las Vegas, NV. Board Member (03/2026) - attend meetings and be part of working jobs that help foundation achieve their goals. Not investment related, not compensated, 10 hours/month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-03
  • S66 Uniform Combined State Law Examination
    2000-11-03
Designations
Other Names
  • Stephen Mark Gansler
  • Stephen M Gansler
  • Stephen M Gansler
  • Steve Gansler
  • Steve M Gansler

View on SEC IAPD

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