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10307 Jefferson Highway Suite A, Baton Rouge, LA 70809 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-18 |
| LA | RA | APPROVED | 2021-05-28 |
Branch Locations
10307 Jefferson Highway Suite A, Baton Rouge, LA 70809 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American United Life | Baton Rouge | LA | 07/2011 | 07/2017 |
| Oneamerica Securities | Baton Rouge | LA | 07/2011 | 07/2017 |
| Lpl Financial, Llc | Baton Rouge | LA | 07/2017 | 06/2021 |
| Level Four Advisory Services, Llc | Baton Rouge | LA | 07/2017 | 06/2021 |
| Purshe Kaplan Sterling Investment | Plano | TX | 06/2021 | 12/2022 |
| Pelican Investment Advisors | Baton Rouge | LA | 04/2021 | Present |
| Erg Benefits, Llc | Baton Rouge | LA | 09/2023 | Present |
1. 07/20/2017 - Louisiana Tax Advisory Group/Not Investment Related/ Tax Prep/Accounting/CPA/ 5%/ Baton Rouge, LA 2. 07/20/2017 - Synergy Financial Group, LLC/Not Investment Related/Non-Variable Insurance/ 3%/ Baton Rouge, LA 3. 07/20/2017 - Louisiana Business Resource Group, LLC/Not Investment Related/Non-Variable Insurance/ 10%/ Baton Rouge, LA 4. 07/20/2017 - Davis & Comer Properties, LLC/Not Investment Related/Real Estate Rental/ 5%/ Baton Rouge, LA 5. 07/20/2017 - Alan Comer/Not Investment Related/Non-Variable Insurance/ 25%/ Baton Rouge, LA 6. 07/20/2017 - Comer Financial Services, LLC/Not Investment Related/ Business Entity For Tax/Investment Purposes Only/ 5%/ Baton Rouge, LA. 7. 07/20/2017 - Comer Financial Services, LLC; DBA: Cliff Lloyd, Alan Comer & Associates/Not Investment Related/Business Entity For Tax/Investment Purposes Only/ 5%/ Baton Rouge, LA. 8. 04/2021 - Pelican Investment Advisor LLC/Investment Related/RIA/90%/Baton Rouge, LA 9. 04/2021 - William A and Marily Comer Tr/Investment Related/Executor of Trust/0%/Baton Rouge LA 10. 04/2021 - HR Platform/Not Investment Related/HR Compliance/5%/Baton Rouge, LA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-16 |
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