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Current Employers
Pelican Investment Advisors, Llc

10307 Jefferson Highway Suite A, Baton Rouge, LA 70809 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-18
LA RA APPROVED 2021-05-28
  • TX RA
    APPROVED_RES
    Since 2023-07-18
  • LA RA
    APPROVED
    Since 2021-05-28

Branch Locations

10307 Jefferson Highway Suite A, Baton Rouge, LA 70809 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American United Life Baton Rouge LA 07/2011 07/2017
Oneamerica Securities Baton Rouge LA 07/2011 07/2017
Lpl Financial, Llc Baton Rouge LA 07/2017 06/2021
Level Four Advisory Services, Llc Baton Rouge LA 07/2017 06/2021
Purshe Kaplan Sterling Investment Plano TX 06/2021 12/2022
Pelican Investment Advisors Baton Rouge LA 04/2021 Present
Erg Benefits, Llc Baton Rouge LA 09/2023 Present
  • 07/2011 → 07/2017
    American United Life
    Baton Rouge, LA
  • 07/2011 → 07/2017
    Oneamerica Securities
    Baton Rouge, LA
  • 07/2017 → 06/2021
    Lpl Financial, Llc
    Baton Rouge, LA
  • 07/2017 → 06/2021
    Level Four Advisory Services, Llc
    Baton Rouge, LA
  • 06/2021 → 12/2022
    Purshe Kaplan Sterling Investment
    Plano, TX
  • 04/2021 → Present
    Pelican Investment Advisors
    Baton Rouge, LA
  • 09/2023 → Present
    Erg Benefits, Llc
    Baton Rouge, LA
Previous Registrations
Other Businesses

1. 07/20/2017 - Louisiana Tax Advisory Group/Not Investment Related/ Tax Prep/Accounting/CPA/ 5%/ Baton Rouge, LA 2. 07/20/2017 - Synergy Financial Group, LLC/Not Investment Related/Non-Variable Insurance/ 3%/ Baton Rouge, LA 3. 07/20/2017 - Louisiana Business Resource Group, LLC/Not Investment Related/Non-Variable Insurance/ 10%/ Baton Rouge, LA 4. 07/20/2017 - Davis & Comer Properties, LLC/Not Investment Related/Real Estate Rental/ 5%/ Baton Rouge, LA 5. 07/20/2017 - Alan Comer/Not Investment Related/Non-Variable Insurance/ 25%/ Baton Rouge, LA 6. 07/20/2017 - Comer Financial Services, LLC/Not Investment Related/ Business Entity For Tax/Investment Purposes Only/ 5%/ Baton Rouge, LA. 7. 07/20/2017 - Comer Financial Services, LLC; DBA: Cliff Lloyd, Alan Comer & Associates/Not Investment Related/Business Entity For Tax/Investment Purposes Only/ 5%/ Baton Rouge, LA. 8. 04/2021 - Pelican Investment Advisor LLC/Investment Related/RIA/90%/Baton Rouge, LA 9. 04/2021 - William A and Marily Comer Tr/Investment Related/Executor of Trust/0%/Baton Rouge LA 10. 04/2021 - HR Platform/Not Investment Related/HR Compliance/5%/Baton Rouge, LA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-07-14
S63 Uniform Securities Agent State Law Examination 2008-07-16
  • S65 Uniform Investment Adviser Law Examination
    2016-07-14
  • S63 Uniform Securities Agent State Law Examination
    2008-07-16
Other Names
  • Alan Comer

View on SEC IAPD

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