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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2023-09-15 |
| MA | RA | APPROVED | 2020-07-01 |
Branch Locations
114 State Rd. Apt. A6, Sagamore Beach, MA 02562 • United States
114 State Road, Unit A-6, Sagamore Beach, MA 02562 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 1996-01-06 |
Branch Locations
114 State Road, Unit A-6, Sagamore Beach, MA 02562 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wharton Financial Group | Segamore Beach | MA | 02/1995 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2010 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2020 | Present |
1) INDEPENDENT INSURANCE AGENT, 114 STATE RD 1-6, SAGAMORE BEACH, MA, 1/1990 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 20/WK - 10/TRADING. 2) WHARTON FINANCIAL GROUP, 114 STATE RD 1-6, SAGAMORE BEACH, MA, 1/1996 AS ADVISORY REP OF A RIA. INV REL - 2/MO - 2/TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 07/01/20 4) HAROLD TINCHER, 114 State Road, Suite A6, Sagamore Beach MA 02562, United States, 08/25/2025, Notary, Notary, NIR, 1 HR/MO - 1 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-10-04 |
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