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Current Employers
Prime Capital Financial

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-07-22
MA RA APPROVED 2025-07-03
ME RA APPROVED 2025-07-02
FL RA APPROVED 2025-06-25
NJ RA APPROVED 2025-06-23
IL RA APPROVED 2025-06-11
CT RA APPROVED 2025-06-10
KS RA APPROVED 2025-06-10
NH RA APPROVED 2025-06-10
NY RA APPROVED 2025-06-10
  • AZ RA
    APPROVED
    Since 2025-07-22
  • MA RA
    APPROVED
    Since 2025-07-03
  • ME RA
    APPROVED
    Since 2025-07-02
  • FL RA
    APPROVED
    Since 2025-06-25
  • NJ RA
    APPROVED
    Since 2025-06-23
  • IL RA
    APPROVED
    Since 2025-06-11
  • CT RA
    APPROVED
    Since 2025-06-10
  • KS RA
    APPROVED
    Since 2025-06-10
  • NH RA
    APPROVED
    Since 2025-06-10
  • NY RA
    APPROVED
    Since 2025-06-10

Branch Locations

1663 N Clyde Morris Blvd, Suite 2, Daytona Beach, FL 32117 • United States

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Bedford, NH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Boston MA 07/2013 10/2020
Santander Securities, Llc Dorchester MA 07/2013 10/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Manchester NH 10/2020 10/2024
Bank Of America, N.A. Manchester NH 11/2020 10/2024
Prime Capital Financial Overland Park KS 06/2025 Present
Unemployed Bedford NH 10/2024 06/2025
Previous Registrations
  • 2020-10-29 → 2024-10-11
    Manchester, NH
  • 2013-07-11 → 2020-10-30
    Plymouth, MA
    Lowell, MA
    Weston, MA
    Lowell, MA
    Bedford, MA
    Concord, NH
    Concord, NH
    Chelmsford, MA
    Wakefield, MA
    Lowell, MA
    Billerica, MA
    Chelmsford, MA
    Haverhill, MA
    Hudson, NH
    Methuen, MA
    Lawrence, MA
    Lawrence, MA
    Hillsborough, NH
    Concord, NH
    Manchester, NH
    Framingham, MA
    Woburn, MA
    Tewksbury, MA
    Worcester, MA
    Woburn, MA
    Hillsborough, NH
    Concord, NH
    Concord, NH
    Concord, NH
    Lexington, MA
    Billerica, MA
    Dracut, MA
    Boston, MA
    Lowell, MA
    Tewksbury, MA
    Wilmington, MA
    Hollis, NH
  • 2007-10-03 → 2012-11-21
    Merrimack, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-13
S63 Uniform Securities Agent State Law Examination 2004-08-20
  • S66 Uniform Combined State Law Examination
    2007-09-13
  • S63 Uniform Securities Agent State Law Examination
    2004-08-20
Other Names
  • John James Obrien
  • John J O'BRien

View on SEC IAPD

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