David Andrew Hatz

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → 03/2019
  Ubs Financial Services Inc
  Aventura, FL
• 03/2019 → Present
  Morgan Staney
  Aventura, FL
• 05/2019 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2010-09-14 → 2019-04-09
  Ubs Financial Services Inc.
  Hallandale Beach, FL
• 2009-06-01 → 2010-09-30
  Morgan Stanley
  Aventura, FL
• 2005-06-14 → 2009-06-01
  Citigroup Global Markets Inc.
  North Miami Beach, FL
  Aventura, FL
• 2000-04-28 → 2005-07-08
  Ubs Financial Services Inc.
  Aventura, FL

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-04-21

Other Names

• David Hatz