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Mark Vincent Powell

LPl Financial LLC

Orange, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-19
CA RA APPROVED 2009-01-07
  • TX RA
    APPROVED_RES
    Since 2020-03-19
  • CA RA
    APPROVED
    Since 2009-01-07

Branch Locations

2230 W Chapman Ave Ste 200, Orange, CA 92868-2316 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Orange CA 01/2009 Present
Previous Registrations
Other Businesses

1. 4/28/2020 - Atlas Wealth Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/17/2020 - 10 Hours Per Month During Securities Trading. 2. 07/05/2022 - No Business Name - Not Investment Related - Home Based - Other - Twitch Stream - Start Date - 07/01/2022 - 16 Hours Per Month/ 0 Hours During Securities Trading - Twitch Stream. 3. 04/26/2024 - Microsoft - Non-Inv Related - Irvine, CA - Other - One Time Game Test - Started: 4/25/2024 - 1 Hr/Mo During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-22
  • S66 Uniform Combined State Law Examination
    2005-11-22

View on SEC IAPD

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