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2150 Post Road Suite 301, Fairfield, CT 06824 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2015-01-21 |
| CT | RA | APPROVED | 2014-10-23 |
Branch Locations
2150 Post Road Suite 301, Fairfield, CT 06824 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Herbert J Sims & Co., Inc | Southport | CT | 05/2007 | Present |
NAME: Workplace Elemental Technologies (W.E.T); business is not investment-related; Address: 16 Congress St., Unit 2, Beverly, MA 01915; WET provides environmentally conscious workplace safety and cost reduction solutions to businesses and individuals; role is as a non-paid Board member started in Feb 2021; devote 0-3 hours per month during off business hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-11-08 |
| S65 | Uniform Investment Adviser Law Examination | 1999-01-08 |
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