Jason Howard Diamond

Employer firm

Herbert J. Sims Capital Management, Inc. CRD 134510

$437M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → Present
  Herbert J Sims & Co., Inc
  Southport, CT

Previous Registrations

• 2003-10-10 → 2006-05-31
  Advest, Inc.
  Hartford, CT
  Hartford, CT

Other Businesses

NAME: Workplace Elemental Technologies (W.E.T); business is not investment-related; Address: 16 Congress St., Unit 2, Beverly, MA 01915; WET provides environmentally conscious workplace safety and cost reduction solutions to businesses and individuals; role is as a non-paid Board member started in Feb 2021; devote 0-3 hours per month during off business hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-11-08
• S65 Uniform Investment Adviser Law Examination
  1999-01-08