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John Andrew Petersen

J.P. Morgan Securities LLC

Richmond, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2012-10-01

Branch Locations

8027 W Grand Pkwy S, Richmond, TX 77407 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Richmond TX 10/2012 Present
Jpmorgan Chase Bank, N.A. Richmond TX 05/2009 Present
Previous Registrations
  • 2009-05-15 → 2012-10-01
    Chase Investment Services Corp.
    Rosenberg, TX
    Richmond, TX
    Missouri City, TX
    Houston, TX
    Sugar Land, TX
  • 2007-04-02 → 2009-05-11
    Morgan Stanley & Co. Llc
    Sugarland, TX
  • 2001-11-09 → 2007-04-02
    Morgan Stanley Dw Inc.
    Sugarland, TX
    Sugar Land, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-08
S63 Uniform Securities Agent State Law Examination 1993-02-11
  • S65 Uniform Investment Adviser Law Examination
    2000-12-08
  • S63 Uniform Securities Agent State Law Examination
    1993-02-11
Designations
Other Names
  • John A Petersen
  • John Petersen

View on SEC IAPD

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