James Martin Fallon

Current Employers

Employment History

• 08/2009 → 07/2019
  Morgan Stanley Smith Barney
  Atlanta, GA
• 01/2015 → 07/2019
  Morgan Stanley Private Bank, National Association
  New York, NY
• 07/2019 → 08/2019
  Woodbury Financial, Inc.
  Greensboro, GA
• 08/2019 → Present
  Cambridge Investment Research
  Fairfield, IA
• 08/2019 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2019-07-10 → 2019-08-27
  Woodbury Financial Services, Inc.
  Greensboro, GA
  Tyrone, GA
• 2009-09-01 → 2019-07-05
  Morgan Stanley
  Atlanta, GA
  Peachtree City, GA
• 2006-03-08 → 2009-09-24
  Woodbury Financial Services, Inc.
  Peachtree, GA
  Alpharetta, GA
  Canton, GA

Other Businesses

1. NUMBER ONE GROUP, MILTON, GA, 08/2019. BOARD MEMBER, OF MUSIC AND PUBLISHING COMPANY. NIR-1/MO-0/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3. AMERICAN RETIREMENT SERVICES LLC, 6350 LAKE OCONEE PRKWY STE 110-186, GREENSBORO, GA, 12/2019. PRESIDENT, FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL-40/WK-40/TRADING. 4. FALLON INSURANCE DBA POAB PLUS, 6350 LAKE OCONEE PARKWAY, STE 110-PMB 186, GREENSBORO, GA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/13/21, INV REL, 2 HR/WK- 2/TRADING HR. 5. ETTEO TECHNOLOGY, LLC, 12850 Hwy 9 North, Suite 600-342, Apharetta GA 30004, United States, 01/31/2022, Board Member, Technology services, NIR, 2 HR/MO - 1 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2006-02-02
• S63 Uniform Securities Agent State Law Examination
  1999-10-12

Other Names

• Jim Fallon