Ralph Lanier Rhodes

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 04/2019
  Penn Mutual Life Insurance Co
  Horsham, PA
• 03/2016 → 04/2019
  Hornor Townsend & Kent Inc
  Horsham, PA
• 04/2019 → 11/2025
  Commonwealth Financial Network
  Waltham, MA
• 04/2019 → 11/2025
  Piedmont Financial Partners
  Greensboro, GA
• 11/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 11/2025 → Present
  Cetera Investment Services Llc
  Schaumburg, IL
• 02/2015 → Present
  Ga State Representative
  Atlanta, GA

Previous Registrations

• 2019-04-30 → 2025-11-04
  Commonwealth Financial Network
  Greenboro, GA
• 2016-05-12 → 2019-05-01
  Hornor, Townsend & Kent, Llc
  Greensboro, GA
• 2007-06-08 → 2016-03-31
  Mml Investors Services, Llc
  Greensboro, GA
  Greensboro, GA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 05/2001 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: REAL ESTATE INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REAL ESTATE START DATE: 1/2005 POSITION/TITLE/RELATIONSHIP: REAL ESTATE INVESTOR APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: FROM TIME TO TIME BUY LAND OR REAL ESTATE JUST AS PERSONAL INVESTMENT; 3. NAME OF OTHER BUSINESS: GA STATE REPRESENTATIVE INVESTMENT RELATED: NO ADDRESS: 206 WASHINGTON ST, ATLANTA GA 30334 NATURE OF BUSINESS: POLITICAL OFFICE START DATE: 2/2015 POSITION/TITLE/RELATIONSHIP: STATE REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: REPRESENT MY DISTRICT AT THE CAPITOL. APPROX 60,000 PEOPLE; 4. NAME OF OTHER BUSINESS: PIEDMONT FINANCIAL PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 04/2000 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: ADVISOR AS WELL AS JOINT WORK WITH OTHER REPS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-05-09
• S63 Uniform Securities Agent State Law Examination
  1999-03-18

Other Names

• Trey Rhodes
• Ralph L Rhodes