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Elizabeth Gilbertanderson Runde

Runde & Co. LLC

Seattle, WA

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Current Employers
Runde & Co. Llc

1420 5Th Avenue Suite 2200, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 1993-03-05
  • WA RA
    APPROVED
    Since 1993-03-05

Branch Locations

1001 4Th Avenue Suite3200, Seattle, WA 98154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Runde & Co Incorporated Seattle WA 11/1992 Present
  • 11/1992 → Present
    Runde & Co Incorporated
    Seattle, WA
Previous Registrations
  • 1996-02-16 → 2005-06-30
    Hooper R B & Co Inc
    Seattle, WA
Other Businesses

IN ADDITION TO RUNDE & CO. INCORPORATED I ALSO OWN AND OPERATE R B HOOPER & CO INCOPORATED. THIS IS ALSO AN INVESTMENT MANAGEMENT COMPANY OF WHICH I AM ALSO THE PRESIDENT. THE BUSINESSES ARE RUN CONCURRENTLY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-02-17
  • S65 Uniform Investment Adviser Law Examination
    1993-02-17

View on SEC IAPD

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