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J. W. Cole Advisors, Inc. CRD 112294
$8.25B regulatory AUM 1,971 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-02-05 |
Branch Locations
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Okatie, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Comprehensive Asset Management & Servicing, Inc. | Parsippany | NJ | 01/2011 | 03/2018 |
| J.W. Cole Financial, Inc. | Tampa | FL | 03/2018 | Present |
| J.W. Cole Advisors, Inc. | Tampa | FL | 03/2018 | Present |
(1)CHRIS SMITH REALTY; 306 MORRIS AVENUE, SPRING LAKE NJ 07762; REAL ESTATE SINCE 8/1/13; SALES PERSON;5% OF TIME SPENT; COMMISSION. (2) BACK9 RETIREMENT SOLUTIONS; DBA; INVESTMENT RELATED; 65 Winding Oak Drive, Okatie, SC 29909; BUSINESS TYPE: FIXED INSURANCE, INCLUDING EQUITY INDEXED ANNUITIES, SECURITIES, WEALTH MANAGEMENT, AMOUNT OF TIME:30 % OF TIME SPENT. (3) BACK9 Advanced Tax Planning Solutions; 65 Winding Oak Drive, Okatie, SC 29909; Owner, Managing Partner; 11/1/2019; provide business advisory to tax accountants/CPA firms.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-12 |
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