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Jeffrey David Holt

Charles Schwab & Co., Inc.

Indianapolis, IN

CRD 2318764

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2011-05-02
  • IN RA
    APPROVED
    Since 2011-05-02

Branch Locations

8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Indianapolis IN 11/1995 Present
Charles Schwab Bank Indianapolis IN 12/2010 06/2017
Optionsxpress, Inc. Indianapolis IN 08/2013 10/2017
  • 11/1995 → Present
    Charles Schwab & Co., Inc.
    Indianapolis, IN
  • 12/2010 → 06/2017
    Charles Schwab Bank
    Indianapolis, IN
  • 08/2013 → 10/2017
    Optionsxpress, Inc.
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-28
S63 Uniform Securities Agent State Law Examination 1996-01-31
  • S66 Uniform Combined State Law Examination
    2011-04-28
  • S63 Uniform Securities Agent State Law Examination
    1996-01-31
Other Names
  • Jeff Holt

View on SEC IAPD

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