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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2013-09-06 |
Branch Locations
207 E. Union St. Po Box 1786, Morganton, NC 28655 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brockland Co. & Assoc. | Morganton | NC | 04/1999 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2006 | Present |
| Cambridge Investment Research Advisors, Inc. | Farifield | IA | 09/2013 | Present |
1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSUARNCE COMPANIES. 2) WESTERN PIEDMONT HOME BUILDERS ASSOC, PO BOX 14, MORGANTON, NC, BOARD MEMBER OF A NON PUBLIC ENTITY, BOARD MEMBER, NIR, 03/24/20, 2/MO- 0/TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 09/04/2013 4) DEN-ROB PROPERTIES LLC / 207 East Union Street, P.O. Box 1786, Morganton NC 28680 / 06/15/2022 / NIR / MANAGING MEMBER / 3 HR/MO - 0 HR/MO TRADING 5) MCGIMPSEY FARM PROPERTY, L.L.C. / Morganton NC 28655 / 06/15/2022 / NIR / MANAGING MEMBER - HOLDS FAMILY FARM / 32 HR/MO - 0 HR/MO TRADING 6) RIVERWOODS LLC / 207 East Union St, P.O. Box 1786, Morganton NC 28680 / 06/15/2022 / NIR / MANAGING MEMBER / 1 HR/MO - 0 HR/MO TRADING 7) ROB BROCKLAND, 100 Silver Creek Rd, Morganton NC 28655, United States, 10/01/2024, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 3/MO - 0/Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-08 |
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